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Self-regulatory organizations
Results: 6954

#	Item
961	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]January 7, 2015 Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Amending the Bylaws of New Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-08 09:18:12 Economy of the United States New York Stock Exchange Securities Exchange Act Self-regulatory organization U.S. Securities and Exchange Commission IntercontinentalExchange United States Financial system United States Securities and Exchange Commission United States securities law Financial regulation
962	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]January 7, 2015 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-08 09:15:36 Economy of the United States Financial markets 73rd United States Congress United States Securities and Exchange Commission Short selling Securities Exchange Act Philadelphia Stock Exchange NASDAQ U.S. Securities and Exchange Commission United States securities law Financial economics Business
963	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]January 9, 2015 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period f Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-12 08:51:14 Financial system 73rd United States Congress United States Securities and Exchange Commission OTC Bulletin Board Stock market Securities Exchange Act U.S. Securities and Exchange Commission OTC Markets Group Financial Industry Regulatory Authority United States securities law Financial economics Business
964	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEARCA[removed]January 6, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-06 14:00:40 NYSE Arca Investment New York Stock Exchange Market data Regulation NMS NASDAQ NYSE Euronext Economy of the United States Financial markets Financial economics
965	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]January 9, 2015 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-12 11:22:39
966	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]January 8, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change to Amend Rule 967NY and to Ad Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-09 08:38:32 Investment Order Market maker Futures contract Securities Exchange Act National best bid and offer Short Stock market New York Stock Exchange Financial markets Financial economics Finance
967	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MIAX[removed]January 20, 2015 Self-Regulatory Organizations: Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectivenes Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-21 08:20:59 Finance Options Corporate finance Equity securities Warrant Options Clearing Corporation International Securities Exchange Volume Stock exchange Financial economics Stock market Investment
968	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]January 15, 2015 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Cha Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-16 14:33:45 Stock market Self-regulatory organizations Finance Chicago Stock Exchange Regulation NMS Direct Edge Consolidated Tape Association Market data Intermarket sweep order Financial markets Financial economics Investment
969	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MIAX[removed]January 12, 2015 Self-Regulatory Organizations: The Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiv Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-12 13:30:50 73rd United States Congress Securities Exchange Act SEC filings Government U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Securities and Exchange Commission Financial economics United States securities law United States Securities and Exchange Commission Financial regulation
970	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]January 9, 2015 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-12 12:01:59 Direct Edge BATS Global Markets Federal Rules of Civil Procedure Immediate or cancel Stock market Regulation NMS Order

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